Financial Decisions that Led Two Businessmen to Prison

Overview

Two college graduates built impressive careers: One worked in sales, the other in technology and investing. Both of those people made decisions in the course of their business that led to government investigations. They had to hire attorneys, go through judicial processes, face charges, and plead guilty. Each of those people are on their way to prison. Learn from the lessons they offer. We interview both financial professionals, and they tell us more about how their decisions influenced the consequences that followed. This event may be a rebroadcast of a live event and the instructor will be available to answer your questions during the event.

Highlights

The major topics covered in this class include:

• Career choices
• Ethical dilemmas
• Judicial proceedings
• Mitigation strategies
• Creating tools to help make better decisions
• Atonement and reconciliation

Prerequisites

None

Designed For

People who want to explore how personal pressures can cloud their judgment.

Objectives

After attending this presentation you will be able to...

• Identify business decisions that can lead to federal criminal charges
• Recognize how federal sentencing guidelines relate to convictions for fraud
• Spot triggers that lead to charges for white collar crime
• Recall strategies to protect against accusations against charges for white collar crime
• Estimate the aftermath of a criminal charge

Preparation

None

Notice

This course is offered by a 3rd party vendor and will not be accessible in the My CPE Tracker section of the ISCPA website. Course access information will be emailed directly to you by CPA Crossings.