Surgent's Understanding and Testing Control and Compliance in a Single Audit
Overview
The control and compliance requirements for single audits differ from the requirements for GAAS audits. As a result, sometimes it’s difficult to tell where the auditor’s responsibilities start and stop in a single audit. This course is designed to help you proceed and succeed in applying the single audit control and compliance requirements. Over 15 focused exercises are included to provide an enhanced working knowledge of the most critical challenges in single auditing today.
Highlights
- The essential internal control concepts applied in a single audit
- How the auditor obtains an understanding of controls over compliance and then tests the effectiveness of those controls in a single audit
- How the auditor plans and performs tests of compliance in a single audit
- The identification and reporting of control and compliance findings
Prerequisites
Basic single audit knowledge
Designed For
Auditors performing single audits
Objectives
- Obtain a thorough understanding of the auditor’s responsibilities related to internal control in a single audit
- Skillfully apply the single audit requirements related to testing direct and material compliance requirements for major programs
- Perform single audits that make peer reviewers happy
Preparation
None
Notice
This course is offered by a 3rd party vendor and will not be accessible in the My CPE Tracker section of the ISCPA website. Course access information will be emailed directly to you by Surgent Professional Education.
Leader(s):
Leader Bios
Charles Blanton
Since 2011, Charlie has been the Director of Governmental and Nonprofit Product Development for Surgent McCoy CPE, LLC. In that role, he writes Surgent McCoy’s CPE course offerings which qualify for Yellow Book CPE. Charlie has written over 20 CPE courses and teaches 15 to 20 days annually in the governmental and nonprofit arena. Before joining Surgent McCoy, he served as the technical manager for the AICPA’s governmental and nonprofit CPE courses from 1999 to 2011. Prior to serving the AICPA, Charlie worked for KPMG (where he performed Yellow Book and single audits); the Texas Society of CPAs (where he worked in peer review); Taylor Publishing; and Texas Wesleyan University (where he saw the Yellow Book and single audit process from the client’s perspective).
Non-Member Price $209.00
Member Price $159.00